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For Solo 401(k) Plus, Safe Harbor 401(k), and Traditional 401(k) plans, when you click Continue, you may be taken to the Ascensus website. If you go, we want you to know that Ascensus is responsible for what's on their site. Their privacy practices and level of security may be different from ShareBuilder 401k's, so please review their policies. Solo 401(k) Saver plans remain on the ShareBuilder proprietary platform and ShareBuilder privacy policies and security still apply.

Investment advisory services are offered by ShareBuilder Advisors LLC an SEC-registered investment advisor. For more details on our services, read our Customer Relationship Summary and ADV-II.

Brokerage, Clearing, and Execution Services are provided by Mid-Atlantic Clearing & Settlement Corporation and NewEdge Securities, Inc., members FINRA / SIPC.

Directed recordkeeping and/or custodial services will be provided by ShareBuilder Trust LLC, Ascensus, LLC, or Ascensus Trust Company, respectively, subject to the Employer entering into contractual agreements with said providers. Neither Ascensus, LLC nor Ascensus Trust Company are affiliated with ShareBuilder Advisors LLC. ShareBuilder Trust LLC and ShareBuilder Advisors LLC are separate but affiliated entities, under common control of parent company ShareBuilder Inc.

ShareBuilder 401k is the marketing name of ShareBuilder Advisors LLC.

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